I left the admin conference with some questions on the items below. These are new(s) to me, and I'd like to know how your offices do (or don't do) what's listed below. If anything below is incorrect or shows a misunderstanding, please let me know that as well!
Log prospectuses for direct business, and account blotters for anything that a client paid a commission on
I left the admin conference with some questions on the items below. These are new(s) to me, and I'd like to know how your offices do (or don't do) what's listed below. If anything below is incorrect or shows a misunderstanding, please let me know that as well!
Log prospectuses for direct business, and account blotters for anything that a client paid a commission on
Post-review required: 529, mutual funds, advisory?, variable life, additional annuity contributions
Beneficiaries under CC account for mutual funds